Mississippi Joins $1.5 Million Multistate Securities Settlement Against Crypto Platform, TradeStation

February 21, 2024

Mississippi Joins $1.5 Million Multistate Securities Settlement Against Crypto Platform, TradeStation JACKSON, Miss. – Secretary of State Michael Watson and the ...

The Securities & Exchange Commission Issued the Following Statement:

by Sue Honea

February 1, 2020

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The Securities and Exchange Commission today announced charges against a Texas company and its principal for unlawfully selling unregistered ...

Canton Man Charged

by Sue Honea

March 1, 2019

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Canton Man Charged as Part of Largest Ponzi Scheme in Mississippi History Fraud Affected Hundreds of Victims Across Multiple States ...

Multi-State Securities Settlement Involving LPL Financial LLC Results in $499,000 Civil Penalty Payment to Mississippi

by Sue Honea

October 14, 2018

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Jackson, Miss.—Mississippi will soon receive $499,000 in civil penalties from LPL Financial LLC, a national wealth management group which had ...

SECRETARY OF STATE HONORS 2014 PROMOTE THE VOTE WINNERS

Secretary Hosemann Appointed to Steer the National Association of Secretaries of State (NASS) Securities Committee

by Sue Honea

September 2, 2016

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Jackson, Miss.—The National Association of Secretaries of State (NASS) appointed Secretary of State Delbert Hosemann Co-Chairman of the 2016-17 Standing ...

Summary of the 2016 Legislation Supported by the Mississippi Secretary of State’s Office

by Sue Honea

March 25, 2016

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Summary of the 2016 Legislation Supported by the Mississippi Secretary of State's Office Election Code Update – Proposes technical updates ...

Tag: securities